Client Advisory Agreement

This Advisory Agreement template comprises all the components you’ll need to include in your client contract.

The suggested language covers services, compensation, fee payment authorization, trading authorization, termination, conflicts of interest, custodial arrangements, proxy voting, arbitration, responsibilities of the parties, and more.

The easy-to-use form is customizable to your unique service offerings, whether you provide supervised or managed accounts, financial planning, life planning, wealth planning, or any other advisory services.

The template is compliant with the regulatory requirements under the Investment Advisers Act of 1940 and most state securities laws.

The Agreement is delivered electronically in WORD for your easy customization.